Question: I am a mid-sized broker and was recently examined by our state regulator. We had a very good outcome, but was surprised that the only written policy that was asked for was Anti-Money ...

Questions: I am interested in compliance services for a small broker shop. What do I need to finish the CFPB requirements and how long will it take to complete? Q: I am a one-person Broker shop and ...

Applied Systems Epic(TM) enters the insurance-selling and -servicing marketplace today, offering agents and brokers the automated system they asked for to do business now and in the future. Insurance ...

Trading technology provider Neovest has launched AlgoGenetics, a piece of software that the firm describes as a multi-broker algorithmic management system (AMS). Trading technology provider Neovest ...

UNIVERSITY PARK, Ill.--(BUSINESS WIRE)--Insurance technology company Applied Systems today announced it has acquired Artizan Internet Services, expanding capabilities around agency and broker ...

Canadian brokers are starting a new round of testing with insurers and broker management system (BMS) technology vendors of a pilot program designed to achieve an ideal electronic workflow ...