An updated version (6.3) of the ARCI's Model Rules of Racing is now available on the association's website on the Model Rules and Standards page. (www.arci.com). The ARCI Model Rules represent the ...
State securities regulators are proposing that state-registered investment advisers establish written policies and procedures to curb potential conflicts of interest. Under the model rule written by ...
State securities regulators are being pulled in different directions on their proposal to help harmed investors obtain award payments when they win arbitration cases. Generally, the financial industry ...
Although the ABA has attempted to bring some uniformity with its promulgation of Model Rules, most of them have not been adopted by all states in the same form, leading to some dramatic differences.
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