"[The SEC] offered Dale as head of the large projects group a sweetheart resolution that didn’t even require him to admit anything, and Dale took the position that they were questioning his honesty ...

The embattled developer claimed he was the victim of a conspiracy: “This has been absolutely devastating and I think that was by design.” ...

The blitzkrieg attack by Amazon included the weaponization of the SEC against me,” Brian Watson told jurors in a downtown ...

If “the criminal authorities go away, and the SEC is left at the table, and you spent a year of an investigation treating ...

A complaint was recently filed by 18 state attorneys general and the DeFi Education Fund against the US Securities and Exchange Commission (SEC), alleging that the agency is exceeding its authority by ...

The US Securities and Exchange Commission isn't happy with Elon Musk. The financial regulator thinks Musk blew off court-ordered testimony to attend a SpaceX launch, according to a court filing.

It is hard to imagine that there is a brokerage or advisory compliance official or c-suite executive who hasn’t had at least one sleepless night worrying about whether or not their firm would pass ...

Enforcement defense attorneys are sensing what they interpret to be a welcome shift in the Securities and Exchange Commission's posture toward investigative file access, and that shift involves a ...

President-elect Trump announced Thursday that Jay Clayton, former chair of the Securities and Exchange Commission (SEC), will serve as U.S. attorney for the Southern District of New York. The role is ...

Brian Watson, who placed faith in nine jurors to see that he had been railroaded by federal investigators working in cahoots with Amazon, found that faith to be misplaced Friday.