Surprise! Yesterday, the SEC announced that it had voted, without an open meeting, to propose amendments to Rule 144 to revise the method for determining the holding period—essentially eliminating ...
Last week, the U.S. Securities and Exchange Commission (SEC) proposed amendments to Rule 144 to revise the holding period by limiting tacking for certain market-adjustable securities and to Form 144 ...
"This article (i) reviews the legislative and common-law background leading up to the 2025 Amendments, (ii) provides a high-level overview of the key elements of the 2025 Amendments, and (iii) ...
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Rule 144 is the principal means for investors to resell restricted securities. If a selling shareholder meets Rule 144’s requirements, he is deemed not to be engaged in a distribution and may resell ...